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Being Audited? – 5 useful tips to a smoother audit

VWA Sedex Virtual Audit (SVA)

It’s probably a fair assumption to state that nobody really enjoys being audited. An audit is a disruption to the working day. Managers and supervisors are concerned that there might be non-conformances, and employees are nervous about being asked difficult questions.

There are 3 types of audit – internal audits, supplier audits, and 3rd party audits (e.g. by customers, certification bodies such as the BRC, or Environmental Health Officers). If you’re responsible for performing an audit, whether it’s of your own company or an external company, the way you conduct yourself can have a huge impact on the amount and quality of information you can gather.

Here are some simple pointers to help your audit run more smoothly

1. Establishing a positive atmosphere

Don’t create unnecessary barriers. First impressions count, so don’t go in acting like a stern headmaster! You’ll find that people will respond far better if you appear relaxed and professional. Smile, shake hands if appropriate, make eye contact, and be polite and confident. Creating a friendly and approachable environment encourages open communication and cooperation.

2. Acknowledging hospitality

It’s a small point, but if you’re offered tea, coffee, or biscuits by an external company on arrival or in the opening meeting, accept them. It helps to set a relaxed tone and demonstrates your willingness to engage in a positive manner.

3. Respecting personal space

Don’t be a space invader. Remember – auditing is a two-way process. People can become intimidated if you invade their personal space. If they are backing away or leaning away from you, it’s an indication that you’re standing too close. Keep a reasonable distance. You don’t want them to clam up during open questions, or you might not elicit all the information you require. Respecting personal boundaries fosters a sense of comfort and encourages individuals to share information openly.

4. Conveying attentive body language

Think about your body language. Body language can say a lot about you or the situation. Making eye contact with your auditee is very important, but do take care not to stare or it could make them feel self-conscious. We’ve already mentioned space invading, but at the other extreme try not to slouch or look around when the auditee is answering your questions. You need to make them feel fully engaged in what they’re telling you. Positive and attentive body language enhances rapport and indicates your genuine interest in their responses..

6. Emphasizing effective communication

And finally… The single most important skill you have when auditing is listening and speaking. You have two ears and one mouth. Always aim to use them in that ratio. Actively listen to the auditee’s responses, ask relevant follow-up questions, and provide clear and concise explanations when necessary. Effective communication ensures that the audit process is productive and fosters a sense of collaboration.

Click here to find out about the auditing courses we offer.